Kathy J. Kuria

Kathy J. Kuria is Director and Deputy Chief Compliance Officer at Avalon. Kathy joined Avalon in 2019 with over 15 years of brokerage and investment advisory compliance experience. Kathy spent the last 11 years as a Compliance Officer for the Global Wealth Division of BBVA Compass.  Prior to BBVA Compass, Kathy spent time in compliance roles at First Southwest Company, American General Life Insurance Company as well as operations and client management roles at Morgan Stanley and Merrill Lynch.

 

Education

  • M.B.A., University of St. Thomas (2008)
  • B.B.A., Texas Southern University (2000)
  • Investment Adviser Certified Compliance Professional® (IACCP®) Program-enrolled

 

 

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Kathy J. Kuria

Director

Deputy Chief Compliance Officer

 

2929 Allen Parkway, Suite 3000, Houston, TX 77019 | 713.238.2050

755 E Mulberry Avenue, Suite 105, San Antonio, TX 78212 | 210.694.4329

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